Duality
Duality in algebraic geometry.
Duality between the different cohomology spaces on algebraic varieties.
Cohomology of coherent sheaves.
Let
be a non-singular
algebraic variety
of dimension
over an algebraically closed field
and let
be a locally free sheaf on
.
Serre's duality theorem
states that the finite-dimensional cohomology (vector) spaces
and
are mutually dual. Here
is the
sheaf
of germs of regular differential forms of degree
on
,
and
is the locally free sheaf dual to
.
If
is the invertible sheaf corresponding to a
divisor
on
,
this theorem establishes the equality
where

is the canonical divisor on
 .
If
 ,
a relation equivalent to the above was found as early as the
19th century.
There exists a generalization of Serre's theorem to the
case of cohomology of arbitrary coherent sheaves on complete algebraic varieties
[1],
[4].
In particular, if the variety

is a Cohen–Macaulay subvariety (e.g. a locally complete intersection) of codimension

in a non-singular projective variety
 ,
there is duality between the
 -space

and the space of global Ext's
where

is a coherent sheaf on
 ,

(Grothendieck's dualizing sheaf),
while
 .
Here, the sheaf

is invertible if and only if

is a Gorenstein scheme (cf.
Gorenstein ring).
Etale cohomology.
Let
be a complete connected non-singular algebraic variety of dimension
over an algebraically closed field
;
let
be an integer which is relatively prime to the characteristic of the field
;
let
be a locally free (in the étale topology) sheaf of
-modules
on
;
and let
be the sheaf of
-th
power roots of unity. Then there exists a non-degenerate pairing of
-modules
[6]:
A more general duality theorem concerns smooth, but not necessarily complete, varieties
[5].
There exists a non-degenerate pairing of
-modules
where cohomology with compact support is found on the left-hand side. If the field

is the algebraic closure of a field
 ,

and
 ,
then the
Galois group

acts on

and the preceding pairing is a pairing of
 -modules.
Poincaré's duality theorem
is an analogue of the first of the theorems given for
-adic
cohomology: There exists a non-degenerate pairing of
-modules
where

is the
Tate sheaf,
which is non-canonically isomorphic to the sheaf

(cf.
-adic cohomology).
Hence the isomorphism of
 -spaces
and, in particular, the equality of the
Betti numbers
As in the case of cohomology of coherent sheaves, these results can
be generalized to the relative case of a proper
scheme morphism, formulated in the language of derived categories
[6].
Other cohomology theories.
Analogues of Poincaré's theorem are valid in the theory of crystalline cohomology
[7],
and de Rham cohomology over a field of characteristic zero
[8].
In number-theoretic applications cohomology of sheaves on the
flat Grothendieck topology of arithmetic schemes are important. Duality theorems
[9]
are applicable to special cases of such cohomology theories.
References| [1] |
A. Grothendieck,
"The cohomology theory of abstract algebraic varieties"
, Proc. Internat. Math. Congress Edinburgh, 1958
, Cambridge Univ. Press
(1960)
pp. 103–118 | | [2] |
I.V. Dolgachev,
"Abstract algebraic geometry"
J. Soviet Math.
, 2
: 3
(1974)
pp. 264–303
Itogi Nauk. i Tekhn. Algebra. Topol. Geom.
, 10
(1972)
pp. 47–112 | | [3] |
J.-P. Serre,
"Faisceaux algébriques cohérents"
Ann. of Math.
, 61
(1955)
pp. 197–258 | | [4] |
R. Hartshorne,
"Residues and duality"
, Springer
(1966) | | [5] |
"Théorie des topos et cohomologie étale des schémas"
M. Artin (ed.)
A. Grothendieck (ed.)
J.-L. Verdier (ed.)
, Sem. Geom. Alg.
, 3
, Springer
(1973) | | [6] |
J.-L. Verdier,
"A duality theorem in the etale cohomology of schemes"
T.A. Springer (ed.)
et al. (ed.)
, Proc. Conf. local fields (Driebergen, 1966)
, Springer
(1967)
pp. 184–198 | | [7] |
P. Berthelot,
"Cohomologie cristalline des schémas de caractéristique
"
, Springer
(1974) | | [8] |
R. Hartshorne,
"Ample subvarieties of algebraic varieties"
, Springer
(1970) | | [9] |
B. Mazur,
"Local flat duality"
Amer. J. Math.
, 92
(1970)
pp. 343–361 | | [10] |
A. Altman,
S. Kleiman,
"Introduction to Grothendieck duality theory"
, Springer
(1970) |
I.V. Dolgachev
CommentsReferences| [a1] |
J. Milne,
"Arithmetic duality theorems"
, Acad. Press
(1987) |
Duality in algebraic topology.
A situation in which the values of certain topological invariants determine
the values of others. In algebraic topology duality manifest itself: in
duality (in the sense of the theory of characters) between the
homology and cohomology groups of the same dimension with dual
groups of coefficients; in the isomorphism between homology and
cohomology groups of complementary dimensions of a variety
(Poincaré duality);
in the isomorphism between the homology and
cohomology groups of mutually complementary sets of a
space
(Alexander duality);
in the mutual exchangeability, in certain
situations, of homotopy and cohomotopy, as well as of homology
and cohomology, groups which, in the absence of additional restrictions imposed
on the dimension of the space, is valid not for ordinary, but rather for
-homotopy
and
-cohomotopy
groups (see
-duality).
The
duality between homology and cohomology
consists in the following. Let
be an arbitrary
homology theory
over some admissible category of pairs of spaces and
their mappings, i.e. a system which satisfies the
Steenrod–Eilenberg axioms
of homology theory with discrete or compact Abelian groups
.
Then the system
(where
is the group of characters of
,
and
and
are the homomorphisms, conjugate, respectively, with
and
)
satisfies the Steenrod–Eilenberg axioms of cohomology theory
and represents the cohomology theory over the same
category with compact or, respectively, discrete groups
.
A dual homology theory can be constructed for any
cohomology theory in such a manner. Consequently, homology and cohomology theories are
dual pairs;
the transformation of one theory into the other, up to natural equivalences,
is an involution. For any theorem of homology theory, i.e. a theorem about the system
,
there exists a dual proposition about the system
,
i.e. a theorem of cohomology theory, and vice versa.
On passing to a dual proposition, groups are
replaced by groups of characters, homomorphisms change direction, subgroups
are replaced by quotient groups, and vice versa. The
Steenrod–Eilenberg axioms themselves may serve as examples. For specific categories
or theories the construction of this duality is
realized, for example, in the following manner. Let
be a (finite)
complex.
The number
 |
is taken to be the product of the
 -dimensional
chain

of

over a discrete or compact coefficient group

and the
 -dimensional
cochain

of

over the coefficient group

dual with

in the sense of the theory of characters. This product defines
the multiplication of a homology class by a cohomology class, and converts
 -dimensional
homology and cohomology into mutual groups of
characters. Two types of homology groups — projective
and spectral — exist for infinite complexes.
Spectral homology groups
are the limits of the direct spectra of the homology
groups of closed finite subcomplexes, ordered by inclusion, while the
projective homology groups
are the homology groups of the limits of direct
spectra of the chain groups of these finite subcomplexes. Cohomology
groups are obtained in a similar manner as the limits
of the corresponding inverse spectra. For a discrete group of
coefficients both homology groups coincide, and yield a homology group
of finite cycles; if the group is compact, the cohomology
groups coincide and give a cohomology group of infinite cocycles.
The duality existing in finite complexes generates the mutual duality of
projective groups and the mutual duality of spectral groups in infinite
complexes, and these two last-named dualities (by way of singular
complexes, nerves of coverings, etc.) represent the duality between an
 -dimensional
projective (spectral) homology group

of a space

over a discrete or a compact coefficient group

in any theory (theories of
singular homology
and cohomology;
Aleksandrov–Čech homology and cohomology;
Vietoris homology
and cohomology; etc.) and an
 -dimensional
projective (spectral) cohomology group

in the same theory over the group

dual to
[1],
[3],
,
[9]:
The relations between the invariants which express the connectivities
of a manifold in complementary dimensions were established by
H. Poincaré
in the first study on algebraic topology
( 1895).
He showed that for an
 -dimensional
orientable manifold, its
 -dimensional
and
 -dimensional
Betti numbers are equal, as are the
 -
and
 -dimensional
torsion coefficients. This theorem was strengthened by
O. Veblen
( 1923)
who
formulated it for homology bases, while the use of cohomology groups
imparted it a form expressive of the content of this duality. In
order to obtain this form, it is necessary to put into correspondence each
 -dimensional
chain
 ,
given on any triangulation

of an
 -dimensional
oriented
homology manifold

and taking values in a discrete or compact coefficient group
 ,
with an
 -dimensional
cochain of the cellular complex

of barycentric stars of
 ,
which assumes, on any star, the value of

on the simplex corresponding to this star. Since the groups of the complexes

and

are identical, this correspondence defines an isomorphism of
the homology and cohomology groups of complementary dimensions of
 :
Here,

may also be a module, and if the manifold is not
orientable, the theorem is true modulo 2. Replacing the group

by its dual group

yields the duality
[1]:
which is also of interest because its product is the
intersection index of cycles, arbitrarily selected
from the classes undergoing multiplication
[1],
[11],
[12],
[13],
[15],
[16].
J. Alexander's
theorem
(1922)
completed a major stage (initially
a set-theoretic stage) in finding the topological properties of a
set that are determined by the topological properties
of its complement. The theorem states that the
-dimensional
Betti number modulo 2 of a polyhedron situated in the
-dimensional
sphere is equal to the
-dimensional
Betti number modulo 2 of the complement (cf.
Alexander duality).
This theorem in turn served as the base for a number
of investigations which affected to a considerable extent the development of
algebraic topology. These studies were conducted with a view
to generalizing classes of spaces (plane Euclidean spaces, spheres
and manifolds of arbitrary dimension, locally compact spaces, etc.),
their subsets (polyhedra, closed subsets, arbitrary subsets) and domains
of coefficients (integers modulo 2, the group of integers, the
field of rational numbers, other specific groups and
fields, arbitrary Abelian groups, topological (mainly compact) Abelian groups,
etc.) to which Alexander duality applies, and also
strengthening of the relations connecting mutually complementary sets
(equality of Betti numbers, group isomorphism, duality of
topological groups, natural and connecting homomorphisms, etc.). Several results
thus obtained may be represented in the form of the following diagram
[1],
[3],
,
[5],
,
[7],
,
[9],
[11]:
where

is a discrete or compact group of coefficients,
 ,

and

are mutually complementary sets of an
 -dimensional
spherical manifold
 ,

and

are the
 -dimensional
Aleksandrov–Čech homology and cohomology groups (with compact support) of the set

over

and, respectively,
 ,
and

and

are the
 -dimensional
Aleksandrov–Čech spectral homology and cohomology groups of the set

over

and
 ,
respectively. The indicated relations in the diagram, obtained
by different workers and by different methods, are coordinated
to the extent that the corresponding elements in the isomorphisms
represent the same character of the remaining groups for vertical
and horizontal dualities. They are thus various forms of the same
duality theorem.
The upper duality is a link duality, i.e. its product of elements is the
linking coefficient
of cycles, arbitrarily selected from the multiplier classes
or, in the case of a compact group
 ,
is defined by continuity of the cycle linkage. In
the diagram given above, the groups of the first column may be replaced by the
 -dimensional
Steenrod homology and cohomology groups with compact supports, while the
groups in the second column can be replaced by the
 -dimensional
projective Aleksandrov–Čech homology and cohomology groups. Then, for a compact
 ,
the isomorphism of the main diagonal yields the
Steenrod duality theorem
in its original form if the cohomology group of the set

is replaced, in accordance with Poincaré's theorem, by the
 -dimensional
homology group of infinite cycles. If the group

is compact, the diagrams are isomorphic; if, in addition, the set

is compact as well, the duality of the top line
of the diagram represents the theorem obtained by
L.S. Pontryagin
[1]
in
1934
(cf.
Pontryagin duality).
For other generalizations and trends of study see
[2],
[10],
[14],
[15],
[16].
An important form of Alexander duality, which concerns the connecting
homomorphism and the exactness axiom, is the isomorphism between
homology groups and between cohomology groups of adjacent
dimensions. These isomorphisms, determined by
P.S. Aleksandrov
and
A.N. Kolmogorov,
state that the
-dimensional
homology (cohomology) group of a closed set
of a normal locally compact space
which is acyclic in dimensions
and
,
over a compact (discrete) group
,
is isomorphic to the
-dimensional
homology (cohomology) group of the complement:
and
Pontryagin's theorem
is deduced from these isomorphisms. Aleksandrov
[2]
obtained these isomorphisms from the general duality
relations relating homology and cohomology groups of mutually complementary
sets and the space, as well as various
kernels, images and quotient groups under imbedding and
excision homomorphisms. These relations also carry a large
amount of other important information about the positioning of sets in space. Aleksandrov
[2]
obtained them with the aid of spectral homology and cohomology groups with
respect to the so-called singular subcomplexes of nerves consisting of
simplices, the closures of the vertices of which are non-compact.
Kolmogorov proved the above duality isomorphisms by way
of his functional homology and cohomology groups (cf.
Kolmogorov duality).
These and other dualities (e.g.
Lefschetz duality)
are connected by various relations. They may also
be considered as consequences of some general duality in which
the so-called exterior groups of a set, which are direct
limits of the cohomology groups of the neighbourhoods
of this set ordered by imbedding, participate
[3],
,
[5],
,
[7],
[12],
[13].
Connections between different dualities assume a novel aspect
if viewed from the point of view of
sheaf theory.
References| [1] |
L.S. Pontryagin,
"Topological duality theorems"
Uspekhi Mat. Nauk
, 2
: 2
(1947)
pp. 21–44
(In Russian) | | [2] |
P.S. Aleksandrov,
"On homological positioning properties of complexes and closed sets"
Izv. Akad. Nauk SSSR Ser. Mat.
, 6
(1942)
pp. 227–282
(In Russian) | | [3] |
P.S. Aleksandrov,
"Fundamental duality theorems for non-closed sets"
Mat. Sb.
, 21
: 2
(1947)
pp. 161–232
(In Russian) | | [4a] |
P.S. Aleksandrov,
"Topological duality theorems I"
Transl. Amer. Math. Soc. (2)
, 30
(1963)
pp. 1–102
Trudy Mat. Inst. Steklov.
, 48
(1955)
pp. 1–108 | | [4b] |
P.S. Aleksandrov,
"Topological duality theorems II"
Transl. Amer. Math. Soc. (2)
, 30
(1963)
pp. 103–233
Trudy Mat. Inst. Steklov.
, 54
(1959)
pp. 1–136 | | [5] |
G.S. Chogoshvili,
"The duality theorem for retracts"
Dokl. Akad. Nauk SSSR
, 51
: 2
(1946)
pp. 87–90
(In Russian) | | [6a] |
G.S. Chogoshvili,
"On homology theory for non-closed sets"
, General topology and its relations to modern analysis and algebra (Proc. Symp. Prague)
, Acad. Press
(1961)
pp. 123–132 | | [6b] |
G.S. Chogoshvili,
"Generalized products and limits and their application in homology theory"
Uspekhi Mat. Nauk
, 21
: 4
(1966)
pp. 23–34
(In Russian) | | [7] |
S. Kaplan,
"Homology properties of arbitrary subsets of Euclidean spaces"
Trans. Amer. Math. Soc.
, 62
(1947)
pp. 248–271 | | [8a] |
K.A. Sitnikov,
"Combinatorial topology of non-closed sets I"
Transl. Amer. Math. Soc. (2)
, 15
(1960)
pp. 245–295
Mat. Sb.
, 34
(1954)
pp. 3–54 | | [8b] |
K.A. Sitnikov,
"Combinatorial topology of non-closed sets II"
Transl. Amer. Math. Soc. (2)
, 15
(1960)
pp. 297–343
Mat. Sb.
, 37
(1955)
pp. 385–434 | | [8c] |
K.A. Sitnikov,
"Combinatorial topology of non-closed sets III"
Mat. Sb.
, 48
(1959)
pp. 213–226
(In Russian) | | [9] |
N.A. Berikashvili,
"On the axiomatic theory of spectra and duality laws for arbitrary sets"
Trudy Tbil. Mat. Inst.
, 24
(1957)
pp. 409–484
(In Russian) | | [10] |
D.S. Baladze,
"Steenrod's generalized homology theory"
Trudy Tbil. Mat. Inst.
, 41
(1972)
pp. 41–83
(In Russian) | | [11] |
D.G. Bourgin,
"Modern algebraic topology"
, Macmillan
(1963) | | [12] |
E.H. Spanier,
"Algebraic topology"
, McGraw-Hill
(1966) | | [13] |
R.M. Switzer,
"Algebraic topology - homotopy and homology"
, Springer
(1975) | | [14] |
E.G. Sklyarenko,
"On the theory of generalized manifolds"
Math. USSR Izv.
, 5
: 4–6
(1971)
pp. 845–858
Izv. Akad. Nauk SSSR. Ser. Mat.
, 35
: 4
(1971)
pp. 831–843 | | [15] |
A. Borel,
J.C. Moore,
"Homology theory for locally compact spaces"
Mich. Math. J.
, 7
(1960)
pp. 137–160 | | [16] |
G.E. Bredon,
"Sheaf theory"
, McGraw-Hill
(1967) |
G.S. Chogoshvili
Duality in the theory of analytic spaces.
Duality between the various topological vector cohomology spaces of
complex spaces. There are three types of duality
theorems, which correspond to Poincaré, Lefschetz and Aleksandrov–Pontryagin
dualities in topology, but which concern the cohomology spaces
of a
complex space
with values in a
coherent analytic sheaf
and supports in the family
or in a quotient space of it (see
Cohomology
with values in a sheaf).
Serre's duality theorem
[1]
belongs to the first type. Let
be a complex manifold of dimension
with a countable base, let
be the sheaf of holomorphic differential forms of degree
and let
be a locally free
analytic sheaf
on
.
For each integer
,
,
one defines the bilinear mapping
which may be written as the composition of a
 -multiplication
( 
denotes the family of compact supports) and linear forms

on
 ,
known as traces, of the form
where

is the form of type

with compact support which corresponds to the class

by virtue of Dolbeault's theorem (cf.
Differential form).
Serre's duality theorem states that if the cohomology
spaces are endowed with a canonical locally convex topology (cf.
Coherent analytic sheaf),
then the mapping
(*)
is continuous with respect to the first argument and, if the space

is separable, it defines an isomorphism of vector spaces
The roles of the sheaves

and

may be interchanged, since the operation

on locally free sheaves is involutory.
In particular, if the manifold
is compact,
is the canonical and
is an arbitrary
divisor
on
,
Serre's theorem implies the equality of the dimensions of the spaces
and
,
which is often used in computations with cohomology.
A similar duality theorem is known for non-singular
projective algebraic varieties over an arbitrary field (see
Duality
in algebraic geometry).
If
is an arbitrary coherent analytic sheaf on the manifold
,
there exists a real topological duality between the
individual spaces associated with the topological vector spaces
and
,
where
is the family of closed supports,
is the family of compact supports, or vice versa, while the
denote the derived functor (cf.
Derived functor)
of the functor
.
The space
is separable if
is separable, and vice versa
[2],
[3].
This implies, for a compact manifold
,
an isomorphism of finite-dimensional spaces
If

is a
Stein manifold,
one obtains topological duality between

and
 ,
and also between

and
 .
There also exists a generalization of these results
to the case of complex spaces with singularities
[4]
and to the relative case
[5],
in analogy to the corresponding duality theorems in algebraic geometry.
The following duality theorem is an analogue of Lefschetz's theorem
[3]:
Let
be a complex manifold of dimension
with a countable base; let
be a Stein compactum in
.
For any coherent analytic sheaf
on
and any integer
the space
has a
topology of type DFS
(is strongly dual to a Fréchet–Schwartz space), and
its dual space is algebraically isomorphic to
.
According to another theorem of this type
[6],
under the same assumptions, if
is open, the space
has a
topology of type QFS
(is a Fréchet–Schwartz quotient space),
has a
topology of type QDFS
(is a quotient space of type DFS), while the
associated separable spaces are in topological duality. The space
is separable if and only if
is.
The third type of duality theorem is represented by the following duality theorem
[8]:
For any open subset
,
the strong dual to the space
is isomorphic to
.
This theorem may be generalized as follows
[7]:
Let
be an
-dimensional
complex manifold, countable at infinity, let
be open, let
be a coherent analytic sheaf on
,
and let
be an integer. Consider canonical mappings of topological vector spaces
For the separable space associated with

to be isomorphic to the strong dual of
 ,
it is necessary and sufficient for

to be closed. (An example of a non-closed

is known.) In particular, if the sheaf

is locally free and if
then the separable spaces associated with

and

are in duality.
References| [1] |
J.-P. Serre,
"Une théorème de dualité"
Comm. Math. Helv.
, 29
(1955)
pp. 9–26 | | [2] |
B. Malgrange,
"Systèmes differentiels à coefficients constants"
, Sem. Bourbaki
, 246
, Benjamin
(1962–1963) | | [3] |
C. Banica,
O. Stanasila,
"Algebraic methods in the global theory of complex spaces"
, Wiley
(1976)
(Translated from Rumanian) | | [4] |
J.P. Ramis,
G. Ruget,
"Complex dualisantet théorèmes de dualité en géométrie algébrique complexe"
Publ. Math. IHES
, 38
(1970)
pp. 77–91 | | [5] |
J.P. Ramis,
G. Ruget,
"Résidus et dualité"
Invent. Math.
, 26
: 2
(1974)
pp. 89–131 | | [6] |
V.D. Golovin,
"On spaces of local cohomologies of complex analytic manifolds"
Funct. Anal. Appl.
, 5
: 4
(1971)
pp. 320–322
Funktsional. Anal. Prilozhen.
, 5
: 4
(1971)
pp. 66 | | [7] |
V.D. Golovin,
"Alexander–Pontryagin duality in complex analysis"
Math. Notes
, 13
: 4
(1973)
pp. 339–341
Mat. Zam.
, 13
: 4
(1973)
pp. 561–564 | | [8] |
A. Grothendieck,
"Sur certains espaces de fonctions holomorphes"
J. Reine Agew. Math.
, 192
(1953)
pp. 35–64 |
V.P. Palamodov
Duality in analytic function theory.
a)
Borel transforms.
E. Borel
(1895)
must be credited with the idea of transforming a series
into the series
and conversely, under the condition that
This is a duality relation between functions which
are analytic in a neighbourhood of infinity

and entire functions of exponential type
 .
For instance,
Pólya's theorem
is obtained in this manner: Let

be the supporting function of the convex envelope
of the set of singularities of a function

under analytic continuation to a half-plane of the form
 ,
and let
be the
growth indicator of the entire function
 ;
then
By virtue of this duality relation the problem of analytic continuation of the function

to the disc

is equivalent to the study of the growth of the corresponding entire function

in different directions.
b)
Duality in spaces of analytic functions.
Let
be an open set in the extended complex plane
and let
be the space of analytic functions in
with topology defined by the system of norms
where

is an increasing system of compact sets contained in

and exhausting
 ;
thus, the convergence

in

means uniform convergence

on all compact subsets of
 .
Let
 ,
let

be the subspace of

of functions for which

and let

be a compact subset of
 .
Consider the system

of all open sets

and the set of functions
 .
Two functions

and

in this set are considered to be equivalent if their restrictions to some set

coincide. The equivalence relation introduced subdivides the
entire set under consideration into classes
 .
Each class is said to be a
local analytic function on
 ,
and the set of such functions is denoted by
 .
The class

is naturally converted into a linear space, with the topology
of the inductive limit of sequences of normed spaces

introduced on it. This space is constructed as follows. Let

be a decreasing sequence in

such that

and
 ,
Now

is the space of bounded analytic functions in

with norm
The simplest fact about the
duality of spaces of analytic functions
is the following. Let
be an open set, let (for the sake of being specific)
,
and
.
The space
is dual (conjugate) to the space
in the sense of the theory of linear topological
spaces. This duality is established as follows: If
is a continuous linear functional on
,
then there exists a unique element
such that
where

is some (composite) contour lying in

and including
 ,
while
 ,
and

does not depend on
 .
The spaces

may be defined for arbitrary sets
 ,
and not only for the cases considered here, when

is an open set and

is a compactum. Other generalizations include the consideration of
sets on Riemann surfaces, spaces of functions of several
complex variables and spaces of vector-valued analytic
functions (with values in linear topological spaces).
The development of the duality theory of spaces of analytic functions was
stimulated by the development of the general theory of duality of
linear topological spaces and was itself a stimulus to the
development of this theory by revealing deep specific relations. The
applications of the duality theory of spaces of analytic functions
are many, including problems of interpolation and approximation (see
below), analytic continuation, subdivision and elimination of sets of
singularities, and integral representations of various classes of functions.
c)
Duality between completeness and uniqueness theorems.
A system of elements
of a locally convex space
is complete if and only if, for an arbitrary linear functional
continuous on
,
it follows from
,
that
.
This fact forms the connection between completeness problems in spaces
of analytic functions and various uniqueness
theorems for analytic functions. The functional
is connected (cf. b) above) with some analytic function
.
The condition
,
renders
equal to zero at certain points or else renders the coefficients of
equal to zero. The uniqueness theorems lead to the conclusion that
,
so that
as well. The following
duality principle
of uniqueness and completeness problems has been formulated for
spaces of analytic functions in a disc. Let
and
be, respectively, the spaces of functions which are analytic in the discs
and
,
where
,
and let
be a function which is analytic in the bicylinder
,
.
Let
and
be linear functionals defined on
and
,
and let
and
be subsets of functions which can be represented, respectively, as
and
.
A sequence of functions
is complete in
if and only if for each
it follows from
,
that
.
In particular, if
and if
,
both sets
and
coincide with the set of all entire functions of exponential type.
d)
Duality in extremal problems of the theory of functions.
It is known that the problems of best approximation in normed
spaces are dually connected with certain linear extremal problems. Thus, if
is a subspace in a normed space
and
is an arbitrary element of
,
one has
where

is the
annihilator
of
 ,
i.e. the totality of linear functionals

which vanish on the elements of
 .
Relation
(1),
which is based on the
Hahn–Banach theorem,
subsequently proved to be a special case of duality
relations between extremal problems of mathematical programming. Let

be an
 -connected
domain whose boundary

consists of rectifiable contours, let

be the class of analytic functions

in
 ,
 ,
let

be the class of analytic functions in

which may be represented by the Cauchy integral over their boundary values, and let

be some integrable function on
 .
Then:
The left-hand side of this equation is a
linear extremal problem for bounded functions (e.g. if
 ,
the resulting problem is
 ,
i.e. the problem of Schwarz's lemma in a
multiply-connected domain). The right-hand side of the equation is
the problem of the best approximation of an arbitrary function

on

by boundary values of analytic functions in the
integral metric. Relation
(2)
serves as the starting point
for penetrating into each one of these two extremal
problems involved: It serves to establish the
characteristic properties of the extremal functions

and
 ,
the problem of their uniqueness, etc. The function

proves to have important geometric properties: In the
problem of the Schwarz lemma it maps

onto an
 -sheeted
disc; in other problems with an

which is analytic on
 ,
the function

maps

into an
 -sheeted
disc
[1]– [6].
References| [1] |
A.I. Markushevitch,
"Selected chapters on the theory of analytic functions"
, Moscow
(1976)
(In Russian) | | [2] |
V.P. Khavin,
"Spaces of analytic functions"
Itogi Nauk. Mat. Anal. 1964
(1966)
pp. 76–164
(In Russian) | | [3] |
Itogi Nauk. Mat. Anal. 1967
(1969)
pp. 75–132 | | [4] |
Itogi Nauk. Mat. Anal. 1963
(1965)
pp. 5–80 | | [5] |
A.I. Markushevitch [A.I. Markushevich] (ed.)
, Fonctions d'une variable complexe. Problème contemporains
, Gauthier-Villars
(1962)
(Translated from Russian) | | [6] |
S.Ya. Khavinson,
"Two papers on extremal problems in complex analysis"
Transl. Amer. Math. Soc. (2)
, 129
(1986)
(Translated from Russian) |
A.I. MarkushevichS.Ya. Khavinson
Duality in the theory of topological vector spaces.
A dual pairing is a triplet
in which
are vector spaces over a field
,
and
is a bilinear functional (form) on
which has the property of being
non-degenerate
(or
separating):
If
for each
,
,
then
;
if
for each
,
,
then
.
One also says that
realizes the duality and that
form a
dual pair;
if
is fixed, one writes
.
The most important example is the
natural duality:
is a locally convex topological vector space with the topology
,
is the dual space (cf.
Adjoint space)
of all linear
-continuous
functionals on
and
if
,
;
the fact that this form is non-degenerate is a consequence
of, for example, the local convexity of the topology
(a corollary of the
Hahn–Banach theorem).
The main subject of duality theory are methods for constructing objects in
or
which are dual to given ones with respect to the form
;
the correspondence between the properties of mutually dual objects;
and the topologies generated by the duality. The principal tool
in these studies is the apparatus of polars; if
or
,
the
polar
of a set
,
,
is the set
 |
The duality generates various locally convex topologies on
(and also on
); for instance, the
weak topology
(generated by a given duality), specified by the family of semi-norms
,
,
is the weakest topology for which all the mappings
are continuous; the
Mackey topology
,
with a neighbourhood base of zero formed by the polars
of the absolutely convex
-compact
subsets
in
;
and the
strong topology
,
a base of which is formed by the polars of the bounded subsets
in
.
For any
,
,
the set
is the convex
-closed
hull of the set
(the
bipolar theorem).
The space
is identical with
(the
basic theorem of duality theory
which proves that any duality may be interpreted as natural). The space
is said to be the
weak conjugate
(or
dual)
of
.
Let
be a locally convex space over
or
.
Each one of the following conditions is necessary and sufficient for a set
,
,
to be bounded: a)
is bounded in the weak topology; and b)
is an absorbing set. If
is a neighbourhood of zero,
is
-compact.
A metric space
is complete if and only if a set
,
,
is closed in the topology
whenever all intersections
are closed in the same topology, where
runs through the set of neighbourhoods of zero in
(Krein–Shmul'yan theorem).
If
is a complete separable space and
is a linear functional on
,
then
if and only if
in the topology
implies that
(Grothendieck's theorem).
A subset
of a complete space
is relatively
-compact
if it is relatively
-sequentially
compact
(Eberlein's theorem).
A convex subset
of a Fréchet space over
is
-compact
if and only if for any
there exists an
such that
(James' theorem).
is the finest and
is the coarsest among the topologies
for which
(the
Mackey–Arens theorem,
which yields a description of duality-preserving topologies of importance in
applications). Each one of the following conditions concerning the space
suffices for
to coincide with the Mackey topology: a)
is a
barrelled space;
and b)
is a bornological space (in particular, a metric space). The strong topology
,
generally speaking, does not preserve the duality; if
is locally convex and
,
the space
is said to be the
strong dual
of
,
and if, in addition,
preserves the duality (i.e. if
),
the space
is said to be
semi-reflexive
(
is a
reflexive space
if
).
Let
be a subspace of
;
and
will then be dual pairs with respect to natural factorizations of the form
.
If a family of dualities
is given, the duality of the product space
and the subspace
is realized by the form
where
The dualities of the inductive and the projective limits
 ,

are described in a similar manner. The
presence of duality-preserving topologies in the spaces
 ,

makes it possible to interpret these statements
as the description of natural dualities for

(the Tikhonov topology),

(the quotient topology),

(the induced topology),

and
 ,
respectively. In the case of a normed space

the natural isomorphism of

and

is an isometry
The use of duality in specific problems of linear analysis is
proportional to the role played in such problems
by linear (continuous) functionals. Especially essential (and possibly even crucial)
are the ideas of duality theory in the following branches
of analysis: in the study of linear topological (metric)
properties of locally convex spaces and, in particular, the
description of the natural duality for a given space
[1],
[2],
[3],
[5];
in the theory of generalized functions
;
in the theory of extremal problems
[6],
[7];
in the spectral and structure theory of linear operators
[1],
[2];
in the completeness and uniqueness theorems in the theory of
analytic functions; in the Fantappié theory of analytic functionals
[8];
see also
Duality
in analytic function theory.
References| [1] |
N. Bourbaki,
"Elements of mathematics. Topological vector spaces"
, Addison-Wesley
(1977)
(Translated from French) | | [2] |
W.J. Robertson,
"Topological vector spaces"
, Cambridge Univ. Press
(1964) | | [3] |
H.H. Schaefer,
"Topological vector spaces"
, Macmillan
(1966) | | [4] |
N. Dunford,
J.T. Schwartz,
"Linear operators"
, 1–3
, Interscience
(1958–1971) | | [5] |
M.M. Day,
"Normed linear spaces"
, Springer
(1958) | | [6] |
A.D. Ioffe,
V.M. Tikhomirov,
"Theory of extremal problems"
, North-Holland
(1979)
(Translated from Russian) | | [7] |
R.T. Rockafellar,
"Convex analysis"
, Princeton Univ. Press
(1970) | | [8] |
V.P. Khavin,
"Spaces of analytic functions"
Itogi Nauk. Mat. Anal. 1964
(1966)
pp. 76–164
(In Russian) | | [9] |
S.Ya. Khavinson,
"Extremal problems for bounded analytic functions with interior side conditions"
Russian Math. Surveys
, 18
(1963)
pp. 23–96
Uspekhi Mat. Nauk
, 18
: 2
(1963)
pp. 25–98 | | [10] |
J. Diestel,
"Geometry of Banach spaces - selected topics"
, Springer
(1975) |
N.K. Nikol'skii
Duality in extremal problems and convex analysis.
A property of convex sets, convex functions and convex extremal problems,
viz. that they can be posed in a dual manner
— in the basic and in the dual (conjugate) spaces. Closed
convex sets in a locally convex topological vector space may be
described in a dual way: they are identical with the intersection
of the closed half-spaces which contain them. This makes it possible for any convex set
in a vector space
to be connected with a dual object in the conjugate space — its polar
.
Closed convex functions
(i.e. functions with convex and closed supergraphs)
in a locally convex topological vector space also permit a dual description (cf. also
Dual functions;
Conjugate function):
they are pointwise least upper bounds of the affine functions
which do not exceed them in size. Such a duality
permits one to establish a connection between a convex function
and the dual object — the conjugate function given on the conjugate space
and defined by the formula
 |
Pointwise least upper bounds of linear functions in a locally
convex topological vector space are convex closed homogeneous functions. This fact
forms the base for the duality between convex sets
and convex homogeneous functions. The dualities just described are based on the
Hahn–Banach theorem
about the extension of linear functionals and the theorem of separability of convex sets.
The meaning of the dual specification of convex sets and convex
functions is reflected in the involutory nature of the polar operator
and the conjugation operator
,
which exists for convex closed sets containing zero and
convex closed functions which are everywhere larger than
.
This last result, which concerns functions (the
Fenchel–Moreau theorem),
generates many duality theorems for the extremal problems of linear
and convex programming. An example of a pair of
dual problems in linear programming is the following:
Here
The following alternative is valid for a pair of dual problems
in linear programming: The values of the problems are either finite
and equal and both problems have a solution, or else the set
of permissible values of one of the problems is empty or
the solution of the problem equals infinity. The usual method for
constructing a dual problem is as follows. The problem of minimization:
where

is a linear space,
 ,
is included in a class of similar problems which depend on a parameter:
where

is some other linear space,
 ,

(the function

is known as a
perturbation
of
 ).
As a rule,

is assumed to be convex. The problem which is
dual
to the problem in relation to a given perturbation is the problem
where

is the function dual to (conjugate with)

in the sense of Legendre–Young–Fenchel (cf.
Dual functions).
For the simplest problems in convex programming, of the type
where

is a linear space,

are convex functions on

and

is a convex set in

(linear programming problems are special cases of
(3)), the
following standard perturbations, which depend on the parameters
 ,
 ,
 ,
 ,
 ,
 ,
are usually employed. The
duality theorems
for the general classes of linear problems state
that, if certain assumptions regarding the perturbation

are made, the values of the problems
(2)
and
(2ast)
coincide and, in addition,
the solution of one of the problems is a Lagrange multiplier for the other.
References| [1] |
H. Minkowski,
"Geometrie der Zahlen"
, Chelsea, reprint
(1953) | | [2] |
H. Minkowski,
, Gesammelte Abhandlungen
, 1–2
, Teubner
(1911) | | [3] |
W. Fenchel,
"On conjugate convex functions"
Canad. J. Math.
, 1
(1949)
pp. 73–77 | | [4] |
R.T. Rockafellar,
"Convex analysis"
, Princeton Univ. Press
(1970) | | [5] |
I. Ekeland,
R. Téman,
"Analyse convexe et problèmes variationnels"
, Dunod
(1974) | | [6] |
A.D. Ioffe,
V.M. Tikhomirov,
"Theory of extremal problems"
, North-Holland
(1979)
(Translated from Russian) |
V.M. Tikhomirov
Duality of finite Abelian groups.
The classical prototype of general
Pontryagin duality
and of its various subsequent modifications. It concerns the
properties of the isomorphic correspondence between a finite Abelian group
and the group
of its characters with values in the multiplicative group
of an algebraically closed field
of a characteristic which does not divide the order of
(cf.
Character group).
The natural mapping
defined by the rule
for all
 ,
 ,
is also an isomorphism, while for any subgroup

one has
 ,
where
The correspondence

establishes a duality between the lattices of subgroups of

and
 .
This is a one-to-one correspondence and it has the properties
References| [1] |
L.S. Pontryagin,
"Topological groups"
, Princeton Univ. Press
(1958)
(Translated from Russian) | | [2] |
B. Huppert,
"Endliche Gruppen"
, 1
, Springer
(1979)
pp. 482–490 |
A.I. Kostrikin
CommentsDuality is a very pervasive and important concept in (modern)
mathematics. Besides in various articles mentioned above such as
Alexander duality;
Kolmogorov duality;
Lefschetz duality;
-duality,
still more duality-type material can be found in the articles
Hypergraph
(dual graph),
Algebra of logic
(duality principle in logic, dual operations),
Induced representation
(Frobenius reciprocity or duality),
Projective plane
and
Projective space
(duality principle in projective geometry),
Duality principle
(in geometry and in logic),
Linear programming
(dual linear programs and the dual simplex method),
Unitary representation
(the dual space of irreducible representations of a group),
Partially ordered set
(same set with opposite order),
Thom space
(for Atiyah's
-duality
theorem),
Dual category;
Pontryagin duality
(also for Tanaka–Krein duality),
Topological vector space
(for more on duality of locally convex spaces),
Symmetric space
(a duality between symmetric Riemannian homogeneous spaces
of noncompact type and of compact type),
Formal group
(Cartier duality between formal groups and commutative unipotent algebraic groups),
Steenrod duality
(cohomological),
Convex set
(duality of convex bodies),
Code with correction of arithmetical errors
(for the idea of a dual code),
Vector space
(dual vector space and dual linear operator),
Adjoint module.
Let
denote the Picard variety (of linear divisor classes) of an Abelian variety
.
Then the
duality theorem for Abelian varieties
states that
.
This text originally appeared in Encyclopaedia of Mathematics
- ISBN 1402006098
|